Regulatory Basics for Medical Startups
Navigating regulatory pathways is a critical challenge for medical startups. The regulatory framework ensures safety, efficacy, and market readiness. This guide distills key insights for startups aiming to excel in this complex environment.
Understanding the Global Market for Medical Devices
The medical device market remains dominated by the U.S., which accounted for 46.6% of the global market in 2023. The European Union follows at 26.4%, with China, Japan, and the rest of the world comprising smaller portions. While U.S. startups often prioritize domestic approval, early planning for international compliance can streamline future expansions.
What Constitutes a Medical Device?
The FDA defines a medical device as an instrument or software intended for diagnosing, curing, or preventing diseases, excluding those that rely on chemical actions (e.g., drugs). This distinction is crucial for determining regulatory pathways.
Device Classifications in the U.S.
Medical devices fall into three classes based on risk:
Class I (Low Risk): Includes items like bandages, often exempt from premarket notification.
Class II (Moderate Risk): Requires a 510(k) submission demonstrating substantial equivalence to a predicate device.
Class III (High Risk): Demands rigorous premarket approval (PMA), including clinical trials.
FDA Submission Pathways
510(k): Most common for Class II devices; compares your device to an existing one.
De Novo: For novel, moderate-risk devices without predicates.
PMA: Required for high-risk devices, entailing extensive data collection and testing.
Leveraging FDA Feedback
Startups can benefit from pre-submission meetings under the FDA’s Q-Submissions program. These discussions clarify regulatory expectations, reducing the likelihood of costly delays.
Essential Documentation
Successful regulatory submissions include detailed performance testing, risk management files, and adherence to FDA-recognized standards such as ISO 14971 for risk management and IEC 62304 for software lifecycle processes.
Quality Management Systems (QMS)
Compliance with FDA’s Quality System Regulation (21 CFR Part 820) or ISO 13485 is essential. From February 2026, FDA will harmonize its QSR with ISO 13485, emphasizing lifecycle-wide risk management and requiring a quality manual.
International Compliance
EU: Medical Device Regulation (MDR) mandates CE marking via third-party review.
Rest of World (ROW): Many countries follow U.S. or EU classifications, often requiring in-country representatives and additional documentation.
Common Pitfalls to Avoid
Delaying regulatory planning and documentation.
Underestimating the costs and timelines for compliance.
Failing to maintain ongoing regulatory activities post-market.
Resources for Success
U.S. FDA: Training modules, databases, and guidance documents.
EU: MDR guidance and the EUDAMED database.
Global: IMDRF standards for harmonized frameworks.
For startups, a proactive and informed approach to regulatory compliance not only ensures market access but also builds investor confidence. Begin early, leverage available resources, and stay agile in the face of evolving regulations.
Ready to take the next step? Explore these resources:
ISO Standards Database
By addressing compliance early and strategically, your medical startup can navigate regulatory pathways with confidence and achieve long-term success.
About Natalie Vollrath
Natalie Vollrath brings over 30 years of experience as a quality and regulatory professional in the medical device industry. She has broad experience across multiple product categories and device classes, preparing regulatory submissions and obtaining product registrations for U.S and international markets.
Natalie has led ISO and FDA regulatory and compliance efforts throughout the product lifecycle and played a key role in new product introductions.
As a Sr. Regulatory Consultant at MEDIcept, Natalie assists clients with their regulatory needs, including determination of the regulatory pathways for US, EU, and other international markets, developing and preparing submissions, technical files, Pre-Submission meeting requests, non-filing justifications, and other regulatory documentation and activities.
Before joining MEDIcept, she held roles including Quality Assurance/Regulatory Affairs Manager at various companies in the medical device industry, working with a diverse range of products that included Software as a Medical Device (SaMD) and Software as a Service (SaaS).
Natalie holds a B.A degree from the University of California, San Diego as well as certificates in Systems Engineering and Biostatistics. She is Regulatory Affairs Certified through the Regulatory Affairs Professionals Society (RAPS). Natalie also holds several additional certifications through ASQ, including Certified Medical Device Auditor, Certified Quality Engineer, and Certified Software Quality Engineer.